News

Proposed Amendment to 1940 Act Rule 6c-11. Leveraged/inverse ETFs would have been subject to alternative ... Derivatives Risk Manager. Rule 18f-4 requires each fund to designate one or more ...
The sales practice provision was taken out of the derivatives rule because it only applied to inverse and leveraged ETFs, the SEC said. The request for comment seeks public input on whether ...
Derivatives Risk Management Program. ... The proposed amendments to 1940 Act rule 6c-11 would permit certain leveraged or inverse ETFs to rely on rule 6c-11.
NEW YORK, Oct 25 (Reuters) - U.S. accounting rule makers on Wednesday recommended changes to a new derivatives accounting rule that would exempt most mortgage-backed securities from compliance ...