A Finra arbitration panel found that two clients were misled about the performance of private-equity investments.

Merrill Lynch will have to shell out nearly $3.7 million in damages and other costs after arbitrators sided against the wealth management firm following a private equity complaint.

Former advisor Isaiah Williams allegedly used the stolen funds from ex-Dolphins defensive safety Reshad Jones for numerous ...

Some investors recently have seen million dollar plus decisions by FINRA arbitration panels involving complex products ...

A financial advisor from Bank of America's wealth management division is reportedly banned from the industry amid allegations ...

The former Dolphin’s ex-financial advisor was arrested in Florida on June 25 on an out-of-county warrant for his alleged role ...

Lawyers for the former Miami Dolphins safety have filed a claim against Merrill Lynch to recoup the alleged losses.

A Finra arbitration panel has ordered Merrill Lynch to fork over some $3.6 million in damages to two of its retail clients who said their investments in alternative feeder funds underperformed ...

A woman is behind bars after Fort Lauderdale police say she and a financial advisor stole nearly $2.6 million from former ...

A senior banker who cheated on his pregnant wife with a junior colleague is suing for sex discrimination after he was sacked ...

Mark Molloy has joined Morgan Stanley Investment Management as Macro Trader based in London. He wrote on LinkedIn that he’s ...